Compliance Manager

Ampla Technologies

Ampla Technologies

Legal, Sales & Business Development
Posted on Thursday, November 30, 2023

Who We Are

Our Products: Traditional banking just wasn’t built to make growing a consumer brand easy. We want to change that. Our financial platform is designed for brands at any size, no matter how they sell. From access to capital with the Growth Line of Credit, to simplified money management with Ampla Banking or our Corporate Card for the modern CPG brand - we make growing businesses easier.

Our Mission: To build modern financial tools that will fuel growth for companies of the future 🚀

Our Culture: At Ampla you will work with smart people who genuinely care about what they’re building and each other - we consistently encourage personal and professional growth by challenging each other to raise the bar. While headquartered in NYC, where we were named one of the best startups to work for, we have over 100 Amployees across seven countries. Our culture embodies a spirit of collaboration that permeates every aspect of our work. We foster a close-knit environment where every voice matters by hosting monthly team lunches, knowledge-sharing sessions, and always endorsing casual interactions in and outside of the office. At Ampla you will find a supportive network that values your input in a way that allows you to make a real impact.

About the Role

Compliance @ Ampla: As a financial services company Ampla is subject to various federal and state regulations and most importantly has an obligation to our customers, employees and shareholders to operate our business responsibly for all of these parties. The Compliance team provides advice, oversight and governance over all aspects of Ampla’s business.

As our first Compliance Manager, you will work for our VP of Compliance to build out the Compliance function that supports Ampla’s product offering to ensure we appropriately manage risk and remain compliant as we continue to grow.


  • Manage, evolve and enforce Ampla’s Compliance Management System including: policies, risk assessments and testing plans for US lending and banking products.
  • Work with Ampla’s bank partners to ensure compliance with all requirements and oversight
  • Develop and facilitate compliance training for employees
  • Assist with the acquisition and maintenance of relevant state licenses
  • Provide guidance to product, marketing, sales and support teams on customer experiences, communications and materials
  • Build out our Compliance team as we scale


  • 10+ years of regulatory compliance experience in US banking and/ or lending (Commercial or a mix of Consumer and Commercial is preferred)
  • Firm understanding and proven ability to execute a CMS program
  • Strong working knowledge of federal and state lending laws
  • Strong knowledge of AML/BSA guidelines and requirements
  • Excellent ability to analyze and interpret legal and statutory materials as well as state and federal regulations
  • Exceptional organizational skills: ability to effectively prioritize tasks, produce consistently accurate work, and meet competing deadlines
  • Highest degree of confidentiality and integrity
  • CRCM designation or aspiration to obtain CRCM is preferred

Ampla is an Equal Opportunity Employer and does not discriminate on the basis of an individual's sex, age, race, color, creed, national origin, alienage, religion, marital status, pregnancy, sexual orientation or affectional preference, gender identity and expression, disability, genetic trait or predisposition, carrier status, citizenship, veteran or military status and other personal characteristics protected by law. All applications will receive consideration for employment without regard to legally protected characteristics.